Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Feb 2017 to 10 Jul 2018)
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- CF10 Compliance Oversight (7 May 2015 to 14 Jan 2017)
- CF30 Customer (1 Oct 2013 to 14 Jan 2017)
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- CF30 Customer (10 Dec 2009 to 30 Sep 2013)
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- CF30 Customer (17 Feb 2009 to 15 Oct 2009)
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- CF21 Investment Adviser (3 Nov 2006 to 12 Jun 2007)
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- CF21 Investment Adviser (28 Mar 2006 to 1 Sep 2006)
- CF22 Investment Adviser (Trainee) (5 Apr 2004 to 28 Mar 2006)
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- CF21 Investment Adviser (28 Mar 2006 to 1 Sep 2006)
- CF22 Investment Adviser (Trainee) (5 Apr 2004 to 28 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.