WELBY ASSOCIATES WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  The House Of Vic Ryn

  Moira Road

  Lisburn

  County Antrim

  BT28 2RF

  UNITED KINGDOM

  Phone

  +4402892622910

  Web

  https://www.welbyassociates.co.uk

• Complaints Contact

  The House Of Vic Ryn

  Moira Road

  Lisburn

  County Antrim

  BT28 2RF

  UNITED KINGDOM

  Phone

  +4402892622910

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Caitlin McCracken

  IRN CXM01420

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 May 2025)
  • [FCA CF] Functions requiring qualifications (since 30 May 2025)
• Carol Alexander

  IRN CXA00071

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • [FCA CF] Client dealing (10 Dec 2019 to 11 Dec 2019)
• Ciaran Thomas Rea

  IRN CTR01022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
• Francis Leslie Paul Ireland

  IRN FLI01000

  • CF30 Customer (6 Feb 2017 to 10 Jul 2018)
• Gillian Kerr

  IRN GXK11739

  • [FCA CF] Functions requiring qualifications (19 Mar 2020 to 1 Feb 2024)
  • [FCA CF] Client dealing (19 Mar 2020 to 1 Feb 2024)
  • CF30 Customer (22 Feb 2019 to 8 Dec 2019)
• Glenn Welby

  IRN GXW01263

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (17 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (17 Aug 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Aug 2015 to 8 Dec 2019)
  • CF1 Director (17 Aug 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (17 Aug 2015 to 30 Sep 2018)
• Lynn Welby

  IRN LXW25852

  • SMF3 Executive Director (since 2 Mar 2020)
• Mark Steven Gordon

  IRN MSG01077

  • CF30 Customer (24 Oct 2016 to 11 Nov 2017)
• Martin Aodh McGrath

  IRN MAM00033

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • CF30 Customer (15 Jan 2016 to 8 Dec 2019)
• Michelle Welby-Russell

  IRN MXW00902

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Oct 2024)
  • [FCA CF] Client dealing (since 25 Oct 2024)

• Wellness Rewards (no longer appointed)

  FRN 602795 · Appointed 11 Feb 2016 · Until 12 Dec 2019

• Wy Wuree (no longer appointed)

  FRN 715663 · Appointed 1 Sep 2015 · Until 4 Dec 2018

No changes recorded yet.