Mark Steven Gordon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (9 Sep 2019 to 22 Sep 2020)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (4)Employed By (6 Aug 2019 to 22 Sep 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (15 Nov 2017 to 7 Sep 2018)
WELBY ASSOCIATES WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 697372
- CF30 Customer (24 Oct 2016 to 11 Nov 2017)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (1 Nov 2007 to 28 Jun 2016)
- CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.