Ian Alistair Watson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
  • SFIA Wealth Management Limited (no longer approved here)

    FRN 621884

    • [FCA CF] Functions requiring qualifications (5 Jan 2026 to 30 Jan 2026)
    • [FCA CF] Client dealing (3 Jan 2023 to 8 May 2025)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • [FCA CF] Functions requiring qualifications (22 Aug 2022 to 20 Feb 2023)
    • [FCA CF] Client dealing (22 Aug 2022 to 20 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (22 Aug 2022 to 20 Feb 2023)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Functions requiring qualifications (21 Jul 2021 to 11 Mar 2022)
  • Throgmorton Capital Management Limited (no longer approved here)

    FRN 827982

    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 10 Aug 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 10 Aug 2021)
  • Alexander Beard Investment Management Limited (no longer approved here)

    FRN 225566

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2019)
    • CF30 Customer (4 May 2016 to 23 Dec 2019)
  • Alexander Beard Ltd. (no longer approved here)

    FRN 765002

    • (6)Employed By (3 Jul 2018 to 23 Dec 2019)
  • HARDING FINANCIAL LTD (no longer approved here)

    FRN 555911

    • CF30 Customer (31 Mar 2016 to 13 Apr 2016)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (29 Jan 2010 to 2 Aug 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 22 Nov 2007)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 21 Jul 2006)
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