Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (29)Employed By (since 6 May 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
  • First Service Financial Limited (no longer approved here)

    FRN 479175

    • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 14 Jul 2025)
    • [FCA CF] Client dealing (2 Sep 2024 to 14 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Apr 2023 to 19 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 19 Sep 2024)
  • Lucerna Wealth (no longer approved here)

    FRN 940718

    • (1)Employed By (24 Apr 2023 to 19 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.