Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Octo Financial Planning Ltd
FRN 972331
- (29)Employed By (since 6 May 2026)
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Fintuity Limited
FRN 814106
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
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- [FCA CF] Functions requiring qualifications (2 Sep 2024 to 14 Jul 2025)
- [FCA CF] Client dealing (2 Sep 2024 to 14 Jul 2025)
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- CF30 Customer (24 Apr 2023 to 19 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 19 Sep 2024)
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- (1)Employed By (24 Apr 2023 to 19 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.