Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fintuity Limited
FRN 814106
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 11 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
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- [FCA CF] Client dealing (5 Dec 2024 to 5 Mar 2026)
- [FCA CF] Functions requiring qualifications (5 Dec 2024 to 5 Mar 2026)
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- [FCA CF] Functions requiring qualifications (1 Aug 2024 to 31 Oct 2024)
- [FCA CF] Client dealing (1 Aug 2024 to 31 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (21 Feb 2023 to 27 Aug 2024)
- CF30 Customer (8 Feb 2023 to 27 Aug 2024)
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- (308)Employed By (8 Feb 2023 to 27 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (21 Jul 2022 to 21 Oct 2022)
- CF30 Customer (13 May 2022 to 21 Oct 2022)
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- (5)Employed By (13 May 2022 to 21 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.