Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
  • Beyond Advice Group Ltd (no longer approved here)

    FRN 830162

    • [FCA CF] Client dealing (5 Dec 2024 to 5 Mar 2026)
    • [FCA CF] Functions requiring qualifications (5 Dec 2024 to 5 Mar 2026)
  • FPC FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 196444

    • [FCA CF] Functions requiring qualifications (1 Aug 2024 to 31 Oct 2024)
    • [FCA CF] Client dealing (1 Aug 2024 to 31 Oct 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (21 Feb 2023 to 27 Aug 2024)
    • CF30 Customer (8 Feb 2023 to 27 Aug 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (308)Employed By (8 Feb 2023 to 27 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (21 Jul 2022 to 21 Oct 2022)
    • CF30 Customer (13 May 2022 to 21 Oct 2022)
  • Ian Cockbain Wealth Management Limited (no longer approved here)

    FRN 416200

    • (5)Employed By (13 May 2022 to 21 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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