Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2025)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Client dealing (25 Oct 2023 to 30 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (25 Oct 2023 to 30 Nov 2025)
    • CF1 Director (AR) (16 Oct 2023 to 30 Nov 2025)
    • CF30 Customer (16 Oct 2023 to 30 Nov 2025)
  • AEGIS FINANCIAL CONSULTING LTD (no longer approved here)

    FRN 1002306

    • Employed By (16 Oct 2023 to 30 Nov 2025)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • [FCA CF] Functions requiring qualifications (15 Aug 2022 to 9 Feb 2023)
    • [FCA CF] Client dealing (15 Aug 2022 to 9 Feb 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Nov 2010 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.