Date authorised
1 April 2013
Companies House
03320772
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ivy House
    31 Daws Lane
    London
    NW7 4SD
    UNITED KINGDOM
    Phone
    +4402082010766
  • Complaints Contact

    Ivy House
    31 Daws Lane
    London
    NW7 4SD
    UNITED KINGDOM
    Phone
    +4402082010766

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Moore

    IRN AXM00563

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Charles John Gough Dutton

    IRN CJD01062

    • CF21 Investment Adviser (22 Nov 2002 to 30 Dec 2003)
  • Dale Edison Manson

    IRN DEM00001

    • CF30 Customer (1 Nov 2007 to 12 Dec 2007)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
    • CF1 Director (13 Jul 2005 to 12 Dec 2007)
  • David Elias Sherman

    IRN DES01043

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Dec 2003)
  • Elliot Keith Simberg

    IRN EKS00003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
    • CF30 Customer (13 Dec 2010 to 8 Aug 2013)
  • Ian Laurence Hawkes

    IRN ILH00012

    • 14. Managing investments
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2025)
  • Jack Richard Wardle

    IRN JXW00757

    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (1 Sep 2022 to 31 Dec 2025)
  • Jacob Louis Landaw

    IRN JXL00206

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
  • James Christopher Quinn

    IRN JCQ00001

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
  • Jeffrey Asher Lawrence

    IRN JAL00016

    • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.