Elliot Keith Simberg

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Edison Consulting Limited

    FRN 185477

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 18 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
    • CF30 Customer (13 Dec 2010 to 8 Aug 2013)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2023)
    • CF30 Customer (25 Sep 2015 to 21 Apr 2023)
  • Simmons Gainsford Financial Services Limited (no longer approved here)

    FRN 449588

    • (11)Employed By (30 Dec 2015 to 21 Apr 2023)
  • Gravita Wealth Limited (no longer approved here)

    FRN 192082

    • (10)Employed By (30 Sep 2015 to 21 Apr 2023)
  • BKL Wealth Management Limited (no longer approved here)

    FRN 607954

    • Employed By (30 Sep 2015 to 21 Apr 2023)
  • Temple Financial Services Limited (no longer approved here)

    FRN 617890

    • Employed By (30 Sep 2015 to 17 Dec 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Dec 2007 to 31 Jan 2010)
    • CF4 Partner (AR) (19 Dec 2007 to 31 Jan 2010)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (19 Dec 2007 to 31 Jan 2010)
  • Woodland Financial Consultants (no longer approved here)

    FRN 476365

    • Employed By (19 Dec 2007 to 31 Dec 2009)
  • Strategic Financial Solutions Limited (no longer approved here)

    FRN 191209

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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