James Christopher Quinn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2021)
    • [FCA CF] Client dealing (since 21 Apr 2021)
  • Watt Money Limited (no longer approved here)

    FRN 612757

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2021)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • CF30 Customer (18 Nov 2013 to 11 Oct 2018)
  • Edison Consulting Limited (no longer approved here)

    FRN 185477

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.