Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 30 Sep 2025)
    • CF30 Customer (since 8 Sep 2025)
    • (1)Employed By (since 8 Sep 2025)
  • Fintuity Limited (no longer approved here)

    FRN 814106

    • [FCA CF] Client dealing (25 Oct 2023 to 9 Sep 2025)
    • [FCA CF] Functions requiring qualifications (8 Nov 2021 to 9 Sep 2025)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Client dealing (28 Jul 2021 to 7 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (28 Jul 2021 to 7 Nov 2021)
    • CF30 Customer (23 Jul 2021 to 7 Nov 2021)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (50)Employed By (7 Apr 2020 to 22 Jul 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (7 Apr 2020 to 1 Dec 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (7 Apr 2020 to 22 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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