Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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All Aspects Financial Planning Limited
FRN 1008239
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Sep 2025)
- [FCA CF] Client dealing (since 30 Sep 2025)
- CF30 Customer (since 8 Sep 2025)
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Rise Financial Consulting Ltd
FRN 1020377
- (1)Employed By (since 8 Sep 2025)
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- [FCA CF] Client dealing (25 Oct 2023 to 9 Sep 2025)
- [FCA CF] Functions requiring qualifications (8 Nov 2021 to 9 Sep 2025)
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- [FCA CF] Client dealing (28 Jul 2021 to 7 Nov 2021)
- Appointed representative dealing with clients for which they require qualification (28 Jul 2021 to 7 Nov 2021)
- CF30 Customer (23 Jul 2021 to 7 Nov 2021)
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- (50)Employed By (7 Apr 2020 to 22 Jul 2021)
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- Appointed representative dealing with clients for which they require qualification (7 Apr 2020 to 1 Dec 2020)
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- CF30 Customer (7 Apr 2020 to 22 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.