Michael Richard Barnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cassons Financial Planning Limited

    FRN 605630

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2024)
    • [FCA CF] Client dealing (since 7 Mar 2024)
  • FORESIGHT INDEPENDENT FINANCIAL PLANNING LIMITED

    FRN 612587

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2022)
    • [FCA CF] Client dealing (since 9 Sep 2022)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (27)Employed By (18 Feb 2021 to 31 Aug 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (2 Oct 2018 to 31 Aug 2022)
  • Richard Barnes Wealth Management Ltd (no longer approved here)

    FRN 416128

    • (2)Employed By (2 Oct 2018 to 31 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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