This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Richard Barnes Wealth Management Ltd

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FRN: 416128
Last scraped: 2 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Richard Barnes Wealth Management Ltd

57-59 Hoghton Street

Southport

Merseyside

PR9 0PG

UNITED KINGDOM

Phone

+4401512248748

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Richard Barnes
IRN MXB06667
- (2)Employed By (2 Oct 2018 to 31 Aug 2022)
Richard Barnes
IRN RXB00233
- (1)Employed By (8 Dec 2004 to 31 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.