Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Killik & Co LLP
FRN 462016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- [FCA CF] Manager of certification employee (since 11 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (4 Jul 2016 to 29 Sep 2017)
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- CF30 Customer (25 Nov 2015 to 1 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.