Andrew Nicholas Griffin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parker Kelly Financial Services Ltd

    FRN 692552

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Oct 2019)
    • CF30 Customer (since 4 Jan 2016)
  • Maxwell Financial Planning Ltd

    FRN 515438

    • (3)Employed By (since 25 Mar 2010)
  • Morecrofts Financial Services (no longer approved here)

    FRN 207682

    • (12)Employed By (4 Sep 2009 to 14 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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