Parker Kelly Financial Services Ltd

• Principal Place of Business

  3rd Floor

  No 1 Temple Square

  24 Dale Street

  Liverpool

  Merseyside

  L2 5RL

  UNITED KINGDOM

  Phone

  +441512367838

  Web

  https://www.parkerkelly.co.uk

• Complaints Contact

  3rd Floor

  No 1 Temple Square

  24 Dale Street

  Liverpool

  Merseyside

  L2 5RL

  UNITED KINGDOM

  Phone

  +441512367838

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Emma Charlotte Hughes

  IRN EXH26091

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
• Gavin Peter Hill

  IRN GPH01055

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 30 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
• Ian Michael Parker

  IRN IMP00001

  • CF1 Director (4 Jan 2016 to 20 Jun 2019)
  • CF30 Customer (4 Jan 2016 to 20 Jun 2019)
  • CF1 Director (AR) (4 Jan 2016 to 20 Jun 2019)
• John Anthony Connor

  IRN JAC00055

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 May 2025)
  • [FCA CF] Functions requiring qualifications (since 9 May 2025)
• John Stephen Kelly

  IRN JXK16408

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF3 Executive Director (since 30 Oct 2020)
  • Responsibility for MCD Intermediation (since 30 Oct 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 26 Jun 2019)
• Jonathan Nicholas Lightfoot

  IRN JNL00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
  • [FCA CF] Client dealing (since 30 Mar 2026)
• Katherine Pierce

  IRN KSG01030

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 24 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
• Kristina Stoddern

  IRN KXS00526

  • CF1 Director (AR) (since 18 Jan 2023)
• Nicola Jayne Williams

  IRN NJW00022

  • CF30 Customer (4 Jan 2016 to 19 Nov 2019)
• Patricia Ann Kelly

  IRN PXK00355

  • SMF3 Executive Director (since 7 Mar 2024)

• Dean Ward

  FRN 542607 · Appointed 14 Jul 2023

• Maxwell Financial Planning Ltd

  FRN 515438 · Appointed 14 Jan 2016

• PGP Insurance Brokers Ltd (no longer appointed)

  FRN 821991 · Appointed 1 Oct 2018 · Until 8 Oct 2019

• Morecrofts Financial Services (no longer appointed)

  FRN 207682 · Appointed 14 Jan 2016 · Until 26 Jan 2021

No changes recorded yet.