Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Parker Kelly Financial Services Ltd
FRN 692552
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
- [FCA CF] Client dealing (since 30 Mar 2026)
-
BLH FINANCIAL SERVICES LTD
FRN 831380
- (8)4. Giving personal recommendations on retail investment products which are not broker funds
- (7)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (9)SMF16 Compliance Oversight (since 9 Dec 2019)
- (10)SMF3 Executive Director (since 9 Dec 2019)
- (11)[FCA CF] Client dealing (since 9 Dec 2019)
- (12)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (4)CF30 Customer (29 Oct 2019 to 8 Dec 2019)
- (5)CF10 Compliance Oversight (29 Oct 2019 to 8 Dec 2019)
- (6)CF1 Director (29 Oct 2019 to 8 Dec 2019)
-
- CF30 Customer (11 Oct 2011 to 26 Mar 2013)
- CF1 Director (AR) (11 Oct 2011 to 26 Mar 2013)
-
- CF30 Customer (16 Apr 2008 to 29 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: [FCA CF] Client dealing at BLH FINANCIAL SERVICES LTD
-
controlled function removed: [FCA CF] Functions requiring qualifications at BLH FINANCIAL SERVICES LTD
-
controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at BLH FINANCIAL SERVICES LTD
-
controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at BLH FINANCIAL SERVICES LTD
-
controlled function removed: SMF3 Executive Director at BLH FINANCIAL SERVICES LTD
-
controlled function removed: SMF16 Compliance Oversight at BLH FINANCIAL SERVICES LTD
-
controlled function added: (4)CF30 Customer at BLH FINANCIAL SERVICES LTD
-
controlled function added: (5)CF10 Compliance Oversight at BLH FINANCIAL SERVICES LTD
-
controlled function added: (6)CF1 Director at BLH FINANCIAL SERVICES LTD
-
controlled function added: (7)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at BLH FINANCIAL SERVICES LTD