Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • (8)4. Giving personal recommendations on retail investment products which are not broker funds
    • (7)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (9)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (10)SMF3 Executive Director (since 9 Dec 2019)
    • (11)[FCA CF] Client dealing (since 9 Dec 2019)
    • (12)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (4)CF30 Customer (29 Oct 2019 to 8 Dec 2019)
    • (5)CF10 Compliance Oversight (29 Oct 2019 to 8 Dec 2019)
    • (6)CF1 Director (29 Oct 2019 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (11 Oct 2011 to 26 Mar 2013)
    • CF1 Director (AR) (11 Oct 2011 to 26 Mar 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (16 Apr 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at BLH FINANCIAL SERVICES LTD

  2. controlled function removed: [FCA CF] Functions requiring qualifications at BLH FINANCIAL SERVICES LTD

  3. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at BLH FINANCIAL SERVICES LTD

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at BLH FINANCIAL SERVICES LTD

  5. controlled function removed: SMF3 Executive Director at BLH FINANCIAL SERVICES LTD

  6. controlled function removed: SMF16 Compliance Oversight at BLH FINANCIAL SERVICES LTD

  7. controlled function added: (4)CF30 Customer at BLH FINANCIAL SERVICES LTD

  8. controlled function added: (5)CF10 Compliance Oversight at BLH FINANCIAL SERVICES LTD

  9. controlled function added: (6)CF1 Director at BLH FINANCIAL SERVICES LTD

  10. controlled function added: (7)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at BLH FINANCIAL SERVICES LTD