Parker Kelly Financial Services Ltd

• Principal Place of Business

  3rd Floor

  No 1 Temple Square

  24 Dale Street

  Liverpool

  Merseyside

  L2 5RL

  UNITED KINGDOM

  Phone

  +441512367838

  Web

  https://www.parkerkelly.co.uk

• Complaints Contact

  3rd Floor

  No 1 Temple Square

  24 Dale Street

  Liverpool

  Merseyside

  L2 5RL

  UNITED KINGDOM

  Phone

  +441512367838

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Paul Anthony Kelly

  IRN PAK00004

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2021)
  • CF10 Compliance Oversight (21 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Dec 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • CF30 Customer (4 Jan 2016 to 9 Dec 2020)
  • CF1 Director (4 Jan 2016 to 8 Dec 2019)
• Peter James Gee

  IRN PXG06802

  • CF1 Director (AR) (4 Oct 2018 to 1 Oct 2019)
  • CF30 Customer (4 Oct 2018 to 14 Feb 2019)
• Susan Jane Brassey

  IRN SJB01361

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
  • [FCA CF] Client dealing (since 30 Mar 2026)
• Will Sara-Kelly

  IRN WXS00127

  • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 1 Nov 2024)

• Dean Ward

  FRN 542607 · Appointed 14 Jul 2023

• Maxwell Financial Planning Ltd

  FRN 515438 · Appointed 14 Jan 2016

• PGP Insurance Brokers Ltd (no longer appointed)

  FRN 821991 · Appointed 1 Oct 2018 · Until 8 Oct 2019

• Morecrofts Financial Services (no longer appointed)

  FRN 207682 · Appointed 14 Jan 2016 · Until 26 Jan 2021

No changes recorded yet.