Susan Jane Brassey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parker Kelly Financial Services Ltd

    FRN 692552

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
  • BLH FINANCIAL SERVICES LTD

    FRN 831380

    • (14)4. Giving personal recommendations on retail investment products which are not broker funds
    • (13)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (16)SMF16 Compliance Oversight (since 17 Feb 2025)
    • (17)SMF3 Executive Director (since 9 Dec 2019)
    • (18)[FCA CF] Client dealing (since 9 Dec 2019)
    • (19)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (15)Responsible for Insurance Distribution (since 29 Oct 2019)
    • (8)CF1 Director (29 Oct 2019 to 8 Dec 2019)
    • (7)CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (30 May 2014 to 14 Apr 2015)
  • FPC FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 196444

    • CF30 Customer (1 Nov 2007 to 19 Aug 2013)
    • CF21 Investment Adviser (23 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Apr 2002 to 23 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at BLH FINANCIAL SERVICES LTD

  2. controlled function removed: SMF3 Executive Director at BLH FINANCIAL SERVICES LTD

  3. controlled function removed: Responsible for Insurance Distribution at BLH FINANCIAL SERVICES LTD

  4. controlled function removed: [FCA CF] Functions requiring qualifications at BLH FINANCIAL SERVICES LTD

  5. controlled function removed: SMF16 Compliance Oversight at BLH FINANCIAL SERVICES LTD

  6. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at BLH FINANCIAL SERVICES LTD

  7. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at BLH FINANCIAL SERVICES LTD

  8. controlled function added: (7)CF30 Customer at BLH FINANCIAL SERVICES LTD

  9. controlled function added: (8)CF1 Director at BLH FINANCIAL SERVICES LTD

  10. controlled function added: (13)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at BLH FINANCIAL SERVICES LTD

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