Paul Anthony Kelly

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Parker Kelly Financial Services Ltd (no longer approved here)
FRN 692552
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 18 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2021)
- CF11 Money Laundering Reporting (21 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Dec 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
- CF30 Customer (4 Jan 2016 to 9 Dec 2020)
- CF1 Director (4 Jan 2016 to 8 Dec 2019)
Maxwell Financial Planning Ltd (no longer approved here)
FRN 515438
- (11)Employed By (26 May 2011 to 9 Dec 2020)
Morecrofts Financial Services (no longer approved here)
FRN 207682
- (14)Employed By (1 Dec 2001 to 9 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.