John Stephen Kelly

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parker Kelly Financial Services Ltd

    FRN 692552

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 30 Oct 2020)
    • Responsibility for MCD Intermediation (since 30 Oct 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 26 Jun 2019)
  • Maxwell Financial Planning Ltd

    FRN 515438

    • (4)Employed By (since 24 Sep 2019)

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