Nicola Jayne Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Verso Wealth Management Limited (no longer approved here)
FRN 153871
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (18 Nov 2019 to 8 Dec 2019)
Parker Kelly Financial Services Ltd (no longer approved here)
FRN 692552
- CF30 Customer (4 Jan 2016 to 19 Nov 2019)
Morecrofts Financial Services (no longer approved here)
FRN 207682
- (9)Employed By (25 May 2011 to 25 Nov 2019)
Maxwell Financial Planning Ltd (no longer approved here)
FRN 515438
- (8)Employed By (25 May 2011 to 25 Nov 2019)
MCW Financial Management Ltd 2237 (no longer approved here)
FRN 179820
- (1)Employed By (27 Nov 1998 to 5 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.