John Paul Moseley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited

    FRN 150317

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (7 Jun 2022 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 30 Nov 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 19 May 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (536)Employed By (1 Dec 2010 to 19 May 2011)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF4 Partner (AR) (26 Nov 2004 to 12 Nov 2009)
    • CF22 Investment Adviser (Trainee) (26 Nov 2004 to 31 Oct 2007)
  • Up Front Financial Services (no longer approved here)

    FRN 414494

    • (3)Employed By (26 Nov 2004 to 12 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.