KNG Securities LLP

• Principal Place of Business

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

  Web

  https://www.kngsecurities.com

• Complaints Contact

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Naveed Nasar

  IRN NRN01004

  • CF30 Customer (21 Feb 2018 to 11 Sep 2019)
• Nazim Jan Mohammed Bunting

  IRN NJB01223

  • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
  • CF21 Investment Adviser (13 Mar 2007 to 31 Oct 2007)
• Nicholas Nugent

  IRN NXN01017

  • [FCA CF] Material risk taker (since 9 Apr 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF10 Compliance Oversight (26 Mar 2012 to 24 Sep 2012)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
  • CF3 Chief Executive (4 Nov 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (4 Nov 2004 to 31 Oct 2007)
  • CF4 Partner (4 Nov 2004 to 8 Dec 2019)
• Nicholas Taylor

  IRN NCT01032

  • [FCA CF] Client dealing (30 Apr 2025 to 28 Oct 2025)
  • [FCA CF] Material risk taker (30 Apr 2025 to 28 Oct 2025)
• Olatunji Ayodele Fafemi

  IRN OAF01005

  • [FCA CF] Client dealing (since 26 Mar 2025)
• Omar Ghalloudi

  IRN OXG01014

  • [FCA CF] Client dealing (20 Feb 2024 to 10 Jan 2025)
• Pablo Gavelli

  IRN PXG00429

  • [FCA CF] Client dealing (since 21 Feb 2024)
• Patrick George Prior King

  IRN PJK01049

  • CF30 Customer (1 Nov 2012 to 21 Mar 2014)
• Patrizia Canziani

  IRN PXC01332

  • CF30 Customer (30 May 2018 to 8 Dec 2019)
• Paul Brian Glover

  IRN PBG01008

  • CF30 Customer (4 Oct 2013 to 4 Feb 2016)

• KNG Securities Fixed Income LLP (no longer appointed)

  FRN 728155 · Appointed 7 Dec 2015 · Until 4 Oct 2016

• Corsair Capital Partners Ltd (no longer appointed)

  FRN 627457 · Appointed 4 Jul 2014 · Until 29 Jun 2015 · Tied agent

No changes recorded yet.