Nicholas Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • [FCA CF] Client dealing (30 Apr 2025 to 28 Oct 2025)
    • [FCA CF] Material risk taker (30 Apr 2025 to 28 Oct 2025)
  • BANCTRUST INVESTMENT BANK LIMITED (no longer approved here)

    FRN 580379

    • [FCA CF] Manager of certification employee (4 Mar 2024 to 27 Apr 2025)
    • [FCA CF] Proprietary trader (2 Feb 2022 to 27 Apr 2025)
    • [FCA CF] Client dealing (2 Feb 2022 to 27 Apr 2025)
    • [FCA CF] Material risk taker (2 Feb 2022 to 27 Apr 2025)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (22 May 2017 to 22 Jun 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (18 Jul 2016 to 28 Mar 2017)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 18 Aug 2009)
    • CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.