Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEXIM BANK (UK) LIMITED (no longer approved here)

    FRN 204490

    • SMF9 Chair of the Governing Body (20 Sep 2021 to 29 Mar 2024)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (5 Jun 2014 to 16 Dec 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Apr 2010 to 6 Mar 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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