Omar Ghalloudi

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • [FCA CF] Client dealing (20 Feb 2024 to 10 Jan 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (12 Sep 2022 to 31 Aug 2023)
    • CF21 Investment Adviser (8 Oct 2003 to 14 Feb 2006)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (21 Apr 2020 to 4 May 2022)
    • [FCA CF] Material risk taker (21 Apr 2020 to 4 May 2022)
    • [FCA CF] Significant management (21 Apr 2020 to 4 May 2022)
    • [FCA CF] Client dealing (21 Apr 2020 to 4 May 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (11 Sep 2014 to 15 Feb 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (30 Oct 2009 to 16 Jun 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.