Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (16 Nov 2021 to 29 May 2024)
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- CF1 Director (AR) (9 Mar 2021 to 15 Nov 2021)
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- CF30 Customer (21 Feb 2018 to 11 Sep 2019)
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- CF30 Customer (13 May 2009 to 22 Nov 2009)
- CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2004 to 3 Apr 2007)
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- CF30 Customer (13 May 2009 to 22 Nov 2009)
- CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2004 to 3 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.