Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • agora Digital Markets Ltd (no longer approved here)

    FRN 938947

    • SMF3 Executive Director (16 Nov 2021 to 29 May 2024)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF1 Director (AR) (9 Mar 2021 to 15 Nov 2021)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (21 Feb 2018 to 11 Sep 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (13 May 2009 to 22 Nov 2009)
    • CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 3 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (13 May 2009 to 22 Nov 2009)
    • CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 3 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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