agora Digital Markets Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Alternative Debenture, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Alternative Debenture, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Anthony Cleverley
IRN AXC00986
- SMF3 Executive Director (since 8 Feb 2023)
Charles Louis Berman
IRN CLB01041
- SMF1 Chief Executive (since 16 Nov 2021)
- SMF3 Executive Director (since 16 Nov 2021)
Joseph Dermot Rice
IRN JXR00173
- SMF16 Compliance Oversight (since 16 Nov 2021)
- SMF3 Executive Director (since 16 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Nov 2021)
Naveed Nasar
IRN NRN01004
- SMF3 Executive Director (16 Nov 2021 to 29 May 2024)
Seth James Burnett Johnson
IRN SXJ01149
- Director of firm who is not a certification employee or a SMF manager (14 Jul 2022 to 25 Jan 2023)
Yassamin Issapour
IRN YXI01083
- SMF3 Executive Director (18 Nov 2022 to 11 Oct 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.