Seth James Burnett Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

agora Digital Markets Ltd (no longer approved here)
FRN 938947
- Director of firm who is not a certification employee or a SMF manager (14 Jul 2022 to 25 Jan 2023)
OSTTRA SEF LIMITED (no longer approved here)
FRN 472944
- CF1 Director (21 Dec 2016 to 15 Nov 2019)
BROKERTEC EUROPE LIMITED (no longer approved here)
FRN 161197
- CF1 Director (2 Oct 2013 to 11 Feb 2015)
- CF3 Chief Executive (2 Oct 2013 to 17 Mar 2015)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF1 Director (5 Feb 2013 to 24 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.