Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Oct 2023 to 31 Jan 2025)
- [FCA CF] Proprietary trader (9 Oct 2023 to 31 Jan 2025)
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- [FCA CF] Material risk taker (31 Mar 2023 to 29 Sep 2023)
- [FCA CF] Proprietary trader (31 Mar 2023 to 29 Sep 2023)
- [FCA CF] Client dealing (25 Oct 2022 to 29 Sep 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
- CF30 Customer (2 Jul 2018 to 8 Dec 2019)
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- CF29 Significant management (19 Mar 2015 to 30 Jun 2018)
- CF30 Customer (19 Mar 2015 to 30 Jun 2018)
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- CF30 Customer (1 Nov 2012 to 21 Mar 2014)
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- CF30 Customer (12 Mar 2012 to 16 Jul 2012)
- CF29 Significant management (1 Nov 2007 to 30 Aug 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.