Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • [FCA CF] Client dealing (9 Oct 2023 to 31 Jan 2025)
    • [FCA CF] Proprietary trader (9 Oct 2023 to 31 Jan 2025)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Material risk taker (31 Mar 2023 to 29 Sep 2023)
    • [FCA CF] Proprietary trader (31 Mar 2023 to 29 Sep 2023)
    • [FCA CF] Client dealing (25 Oct 2022 to 29 Sep 2023)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • CF29 Significant management (19 Mar 2015 to 30 Jun 2018)
    • CF30 Customer (19 Mar 2015 to 30 Jun 2018)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (1 Nov 2012 to 21 Mar 2014)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (12 Mar 2012 to 16 Jul 2012)
    • CF29 Significant management (1 Nov 2007 to 30 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.