KEYSTONE FINANCIAL LIMITED

• Principal Place of Business

  The Old School Rooms

  7 Station Road

  Pilsley

  Derbyshire

  S45 8BD

  UNITED KINGDOM

  Phone

  +4401743829097

  Web

  https://www.keystoneltd.co.uk

• Complaints Contact

  The Old School Rooms

  7 Station Road

  Pilsley

  Derbyshire

  S45 8BD

  UNITED KINGDOM

  Phone

  +4401743829097

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair James Peake

  IRN AJP01387

  • CF1 Director (AR) (2 Jan 2012 to 23 Dec 2015)
• Andre Artur Bonifacio Amaral

  IRN AXB04795

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
• Charles Alan De Lastic

  IRN CAD00026

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2024)
• Charles John Kappel

  IRN CJK01085

  • CF1 Director (18 Nov 2010 to 25 Mar 2014)
• Christopher Richard Allen

  IRN CXA00054

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 14 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
• David Alan Griffiths

  IRN DAG00021

  • CF30 Customer (6 Jan 2010 to 27 Dec 2011)
• David Wyn Davies

  IRN DWD01041

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
  • [FCA CF] Client dealing (since 4 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
  • CF11 Money Laundering Reporting (1 Jan 2019 to 8 Dec 2019)
  • CF1 Director (29 Mar 2018 to 8 Dec 2019)
  • CF1 Director (AR) (20 May 2015 to 1 Aug 2024)
  • CF30 Customer (4 Jan 2010 to 6 Aug 2024)
• Dean Anthony Parr

  IRN DAP01169

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 1 Sep 2025)
• Derrick Michael Winspear

  IRN DMW00026

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Mar 2025)
  • CF30 Customer (16 May 2016 to 8 Dec 2019)
• Dineo Portia Ledwaba-Chapman

  IRN DPL01079

  • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 19 Feb 2024)
  • [FCA CF] Client dealing (10 Jan 2022 to 19 Feb 2024)

• Toft Financial Limited

  FRN 743568 · Appointed 29 Mar 2018

• Zen Financial Limited

  FRN 773613 · Appointed 6 Jul 2017

• SBC Financial Ltd (no longer appointed)

  FRN 775576 · Appointed 3 Apr 2017 · Until 31 Dec 2018

• Myriad Financial Planning Limited (no longer appointed)

  FRN 693708 · Appointed 11 May 2015 · Until 6 Aug 2024

• Telegraph Financial Planning Ltd (no longer appointed)

  FRN 570964 · Appointed 13 Dec 2011 · Until 6 Jan 2016

• Wright Financial Planning Ltd (no longer appointed)

  FRN 224567 · Appointed 14 May 2010 · Until 10 Jul 2017

No changes recorded yet.