Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KEYSTONE FINANCIAL LIMITED
FRN 501917
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Jun 2024)
- [FCA CF] Client dealing (since 17 Jun 2024)
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- [FCA CF] Client dealing (6 Apr 2023 to 11 Apr 2024)
- [FCA CF] Functions requiring qualifications (6 Apr 2023 to 11 Apr 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (9 Jul 2014 to 8 Dec 2019)
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- (2)Employed By (1 Oct 1998 to 30 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.