Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2024)
    • [FCA CF] Client dealing (since 17 Jun 2024)
  • Future Start Independent Financial Planning Limited (no longer approved here)

    FRN 736240

    • [FCA CF] Client dealing (6 Apr 2023 to 11 Apr 2024)
    • [FCA CF] Functions requiring qualifications (6 Apr 2023 to 11 Apr 2024)
  • Aqua Wealth Management Limited (no longer approved here)

    FRN 578609

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
    • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
  • Mark Hughes & Associates Limited (K457) (no longer approved here)

    FRN 185184

    • (2)Employed By (1 Oct 1998 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.