Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KEYSTONE FINANCIAL LIMITED
FRN 501917
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 14 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
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- [FCA CF] Client dealing (1 Dec 2020 to 8 Aug 2023)
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 8 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.