PJL Financial Services Ltd

• Principal Place of Business

  Units 9 - 11

  The Locks

  Hillmorton

  Rugby

  Warwickshire

  CV21 4PP

  UNITED KINGDOM

  Phone

  +441788571122

  Web

  https://www.pjlfinancialservices.co.uk

• Complaints Contact

  Units 9 - 11 The Locks

  Hillmorton

  Rugby

  Warwickshire

  CV21 4PP

  UNITED KINGDOM

  Phone

  +441788571122

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Richard Allen

  IRN CXA00054

  • [FCA CF] Client dealing (1 Dec 2020 to 8 Aug 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 8 Aug 2023)
• Christopher Wood

  IRN CXW01500

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 2 Sep 2024)
  • [FCA CF] Client dealing (1 Dec 2020 to 2 Sep 2024)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Mark Edward Neal

  IRN MEN01030

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Mark Richard Jeffrey Harris

  IRN MXH00652

  • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 22 Jul 2022)
  • [FCA CF] Client dealing (18 Oct 2021 to 3 Nov 2021)
• Paul John Loveridge

  IRN PJL00059

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 2 Jan 2019)
  • Responsible for Insurance Distribution (since 2 Jan 2019)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2019 to 8 Dec 2019)
  • CF1 Director (2 Jan 2019 to 8 Dec 2019)
• Tristan Anthony Pring

  IRN TXP00353

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2025)

No changes recorded yet.