Christopher Wood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BOSWORTH WEALTH MANAGEMENT LIMITED

    FRN 805232

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2024)
    • [FCA CF] Client dealing (since 3 Sep 2024)
  • PJL Financial Services Ltd (no longer approved here)

    FRN 813547

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 2 Sep 2024)
    • [FCA CF] Client dealing (1 Dec 2020 to 2 Sep 2024)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (6 Aug 2013 to 17 Apr 2014)
  • JDA Wealth Ltd (no longer approved here)

    FRN 175318

    • (7)Employed By (4 Nov 2008 to 1 Feb 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Nov 2008 to 1 Feb 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
    • CF22 Investment Adviser (Trainee) (6 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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