Derrick Michael Winspear

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2025)
    • [FCA CF] Client dealing (since 14 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
  • KEYSTONE FINANCIAL LIMITED (no longer approved here)

    FRN 501917

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Mar 2025)
    • CF30 Customer (16 May 2016 to 8 Dec 2019)
  • Harwood Gough Associates (no longer approved here)

    FRN 206128

    • Employed By (1 May 2003 to 17 Oct 2003)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.