Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BELVEDERE WEALTH MANAGEMENT LTD.
FRN 950976
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 2 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
-
- [FCA CF] Functions requiring qualifications (10 Jan 2022 to 19 Feb 2024)
- [FCA CF] Client dealing (10 Jan 2022 to 19 Feb 2024)
-
- (4)Employed By (7 Apr 2020 to 31 Dec 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (29 Mar 2018 to 31 Dec 2021)
-
- Employed By (29 Mar 2018 to 31 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.