Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • KEYSTONE FINANCIAL LIMITED (no longer approved here)

    FRN 501917

    • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 19 Feb 2024)
    • [FCA CF] Client dealing (10 Jan 2022 to 19 Feb 2024)
  • Sherwood Corporate Solutions Ltd (no longer approved here)

    FRN 591764

    • (4)Employed By (7 Apr 2020 to 31 Dec 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (29 Mar 2018 to 31 Dec 2021)
  • Dineo Ledwaba-Chapman (no longer approved here)

    FRN 804678

    • Employed By (29 Mar 2018 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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