Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KEYSTONE FINANCIAL LIMITED
FRN 501917
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
- [FCA CF] Client dealing (since 1 Sep 2025)
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- CF30 Customer (15 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (8 Jul 2014 to 6 Aug 2015)
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- CF30 Customer (13 Aug 2013 to 11 Jun 2014)
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- CF30 Customer (25 Aug 2010 to 29 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.