Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ranjit Sikka

    IRN RXS01789

    • CF30 Customer (8 Jul 2014 to 31 May 2018)
  • Raul Tomas Sequera

    IRN PXS01517

    • CF30 Customer (22 Jul 2014 to 23 Jan 2015)
  • Richard David Plaskett

    IRN RDP01048

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jul 2021)
    • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
  • Richard Stuart-Reckling

    IRN RXS01622

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
  • Richard Titherington

    IRN RET01040

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
  • Robert Cook

    IRN RXC35190

    • [FCA CF] Material risk taker (since 8 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Sep 2020)
  • Robert Graham Naylor

    IRN RGN01014

    • CF30 Customer (6 Sep 2016 to 6 Apr 2018)
  • Robert Michele

    IRN RCM01051

    • [FCA CF] Manager of certification employee (24 Dec 2020 to 25 Feb 2021)
  • Robert Xaviour O'Rahilly

    IRN RXO01041

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
  • Roderic Aidan Birkett

    IRN RAB01159

    • CF1 Director (1 Dec 2001 to 15 Mar 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.