JPMorgan Funds Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
J P Morgan, 60 Victoria EmbankmentLondonCity Of LondonEC4Y 0JPUNITED KINGDOM- Phone
- +440800204020
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Complaints Contact
J P Morgan, 60 Victoria EmbankmentLondonCity Of LondonEC4Y 0JPUNITED KINGDOM- Phone
- +440800204020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ranjit Sikka
IRN RXS01789
- CF30 Customer (8 Jul 2014 to 31 May 2018)
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Raul Tomas Sequera
IRN PXS01517
- CF30 Customer (22 Jul 2014 to 23 Jan 2015)
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Richard David Plaskett
IRN RDP01048
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jul 2021)
- CF30 Customer (7 Jan 2015 to 8 Dec 2019)
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Richard Stuart-Reckling
IRN RXS01622
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
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Richard Titherington
IRN RET01040
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Jun 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
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Robert Cook
IRN RXC35190
- [FCA CF] Material risk taker (since 8 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Sep 2020)
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Robert Graham Naylor
IRN RGN01014
- CF30 Customer (6 Sep 2016 to 6 Apr 2018)
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Robert Michele
IRN RCM01051
- [FCA CF] Manager of certification employee (24 Dec 2020 to 25 Feb 2021)
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Robert Xaviour O'Rahilly
IRN RXO01041
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
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Roderic Aidan Birkett
IRN RAB01159
- CF1 Director (1 Dec 2001 to 15 Mar 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Wal-Mart Stores (UK) Limited (no longer appointed)
FRN 201686 · Appointed 11 May 2000 · Until 20 Feb 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.