Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
- CF30 Customer (14 Dec 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
- CF30 Customer (14 Dec 2017 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
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- [FCA CF] Manager of certification employee (12 Apr 2019 to 2 Apr 2020)
- [FCA CF] Client dealing (14 Dec 2017 to 2 Apr 2020)
- CF29 Significant management (17 Jul 2012 to 9 Nov 2015)
- CF30 Customer (1 Nov 2007 to 31 Jan 2016)
- CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 6 Apr 2006)
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- CF29 Significant management (27 Jul 2012 to 30 Jan 2014)
- CF30 Customer (17 Jul 2012 to 17 Jul 2012)
- CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
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- CF30 Customer (1 Nov 2007 to 30 Jan 2014)
- CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 6 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.