Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
    • CF30 Customer (14 Dec 2017 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
    • CF30 Customer (14 Dec 2017 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Apr 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Apr 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (12 Apr 2019 to 2 Apr 2020)
    • [FCA CF] Client dealing (14 Dec 2017 to 2 Apr 2020)
    • CF29 Significant management (17 Jul 2012 to 9 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2016)
    • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 6 Apr 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (27 Jul 2012 to 30 Jan 2014)
    • CF30 Customer (17 Jul 2012 to 17 Jul 2012)
    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 30 Jan 2014)
    • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 6 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.