JPMorgan Funds Limited

Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
    Web
    https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Thompson

    IRN RMT01039

    • CF3 Chief Executive (11 Jan 2010 to 30 May 2012)
    • CF29 Significant management (1 Nov 2007 to 12 Jan 2010)
    • CF28 Systems and controls (1 Nov 2007 to 12 Jan 2010)
    • CF19 Significant Mgt (Financial Resources) (16 May 2005 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
    • CF1 Director (25 Apr 2005 to 12 Apr 2013)
  • Roger Tyzack Simpson

    IRN RXS01380

    • CF28 Systems and controls (1 Nov 2007 to 19 Mar 2008)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Rowan Jessica Haddon

    IRN RXH84378

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Apr 2022 to 17 Oct 2025)
  • Roy Kinnear

    IRN RXK01131

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 13 May 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 13 May 2003)
    • CF13 Finance (1 Dec 2001 to 13 May 2003)
  • Rukhshad Tehmton Shroff

    IRN RXS35180

    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Sep 2020)
  • Sahir Maximilian Lewis-Shahzad

    IRN SML01124

    • CF30 Customer (15 Jan 2016 to 30 Jan 2017)
  • Sam Edward O'Neill

    IRN SEO01022

    • [FCA CF] Material risk taker (since 25 May 2023)
  • Samuel Topper

    IRN SXT02282

    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
  • Scott Davis

    IRN SXD00744

    • [FCA CF] Material risk taker (since 16 Oct 2023)
  • Shoichi Mizusawa

    IRN SXM35179

    • [FCA CF] Manager of certification employee (since 18 Aug 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.