Roger Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • SMF1 Chief Executive (7 Jun 2023 to 30 Jan 2026)
    • [FCA CF] Material risk taker (17 Apr 2023 to 10 Mar 2026)
    • [FCA CF] Manager of certification employee (16 Jul 2022 to 10 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 30 Dec 2025)
    • SMF2 Chief Finance (9 Dec 2019 to 30 Jan 2026)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • [FCA CF] Manager of certification employee (16 Jul 2022 to 10 Mar 2026)
    • [FCA CF] Material risk taker (17 Apr 2020 to 10 Mar 2026)
    • CF1 Director (30 May 2017 to 9 Dec 2019)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Material risk taker (17 Apr 2020 to 10 Mar 2026)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 10 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (17 Jan 2019 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF3 Chief Executive (11 Jan 2010 to 30 May 2012)
    • CF28 Systems and controls (1 Nov 2007 to 12 Jan 2010)
    • CF29 Significant management (1 Nov 2007 to 12 Jan 2010)
    • CF19 Significant Mgt (Financial Resources) (16 May 2005 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
    • CF1 Director (25 Apr 2005 to 12 Apr 2013)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF28 Systems and controls (1 Nov 2007 to 12 Jan 2010)
    • CF29 Significant management (1 Nov 2007 to 6 Sep 2010)
    • CF19 Significant Mgt (Financial Resources) (16 May 2005 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
    • CF1 Director (25 Apr 2005 to 12 Apr 2013)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF1 Director (14 Jul 2005 to 31 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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