Sam Edward O'Neill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JPMorgan Asset Management (UK) Limited
FRN 119337
- SMF24 Chief Operations (since 24 Jul 2023)
- [FCA CF] Material risk taker (25 May 2023 to 28 Jul 2023)
JPMorgan Funds Limited
FRN 119346
- [FCA CF] Material risk taker (since 25 May 2023)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF29 Significant management (22 Jun 2011 to 4 Jul 2012)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF29 Significant management (22 Jun 2011 to 4 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.