Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shrenick Shah

    IRN SXS01731

    • [FCA CF] Material risk taker (since 8 Nov 2022)
  • Simon Crinage

    IRN SJC01177

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2026)
    • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
  • Simon Elliott

    IRN SXE00221

    • [FCA CF] Manager of certification employee (since 21 Feb 2025)
    • [FCA CF] Client dealing (since 21 Sep 2022)
  • Stephen Humphries

    IRN SXH35176

    • [FCA CF] Manager of certification employee (30 Dec 2019 to 1 Nov 2023)
  • Stephen Pond

    IRN SXP02984

    • [FCA CF] Material risk taker (19 Jul 2021 to 24 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2021)
    • CF1 Director (27 Jun 2018 to 8 Dec 2019)
  • Steven Lear

    IRN SXL00050

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 23 Sep 2022)
    • [FCA CF] Material risk taker (1 Oct 2020 to 7 Sep 2022)
  • Swapan Sawhney

    IRN SXS01267

    • CF14 Risk Assessment (1 Dec 2001 to 15 Sep 2003)
  • Tanaquil Jane McDowall

    IRN TJM01197

    • CF1 Director (12 Jan 2010 to 18 Oct 2017)
    • CF28 Systems and controls (12 Jan 2010 to 9 Nov 2017)
  • Tapiwa Munyaradzi Mashingaidze

    IRN TMM01083

    • CF30 Customer (27 Jan 2015 to 14 Aug 2015)
  • Teresa Butler

    IRN TXB00518

    • [FCA CF] Material risk taker (since 17 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.