Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Material risk taker (since 8 Nov 2022)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2025)
- CF30 Customer (6 Dec 2010 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2025)
- CF30 Customer (6 Dec 2010 to 8 Dec 2019)
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- CF30 Customer (18 Jan 2008 to 8 Jun 2009)
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- CF21 Investment Adviser (13 Mar 2003 to 4 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.