Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2026)
    • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (20 May 2022 to 13 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2015)
    • CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.