Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2026)
- CF30 Customer (7 Jan 2015 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (20 May 2022 to 13 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
- CF30 Customer (1 Nov 2007 to 7 Jan 2015)
- CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2009)
- CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2009)
- CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.