Stephen Humphries

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 5 Dec 2017)
    • [FCA CF] Manager of certification employee (30 Dec 2019 to 30 Dec 2019)
  • J.P. Morgan Europe Limited

    FRN 124579

    • [FCA CF] Material risk taker (since 5 Dec 2017)
    • [FCA CF] Manager of certification employee (30 Dec 2019 to 30 Dec 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 5 Dec 2017)
    • [FCA CF] Manager of certification employee (30 Dec 2019 to 30 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (30 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2023)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (30 Dec 2019 to 1 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.