Stephen Pond

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 28 Feb 2019)
    • [FCA CF] Material risk taker (28 Feb 2019 to 25 Oct 2021)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Material risk taker (19 Jul 2021 to 24 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2021)
    • CF1 Director (27 Jun 2018 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF2 Chief Finance (24 Mar 2020 to 19 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2026)
    • CF1 Director (27 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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