JPMorgan Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Thomas Andrew McGowan
IRN AXM01713
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2003)
Thomas Murray
IRN TJM01078
- [FCA CF] Manager of certification employee (10 Jul 2024 to 12 May 2025)
Thomas Siedler
IRN TXS01424
- CF30 Customer (7 Jul 2014 to 31 Oct 2018)
Timothy Jeffery Mitchell
IRN TJM01208
- [FCA CF] Client dealing (28 Aug 2020 to 12 Aug 2022)
- CF30 Customer (27 Sep 2017 to 7 Mar 2018)
Timothy Parton
IRN TXP00251
- [FCA CF] Material risk taker (20 Feb 2023 to 16 Aug 2023)
Tiziana Casaula
IRN TXC35181
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2024)
Travis Jared Murdoch
IRN TJM01176
- CF30 Customer (4 Sep 2015 to 28 Sep 2018)
Usman Naeem
IRN UXN01011
- CF30 Customer (7 Jul 2014 to 3 Aug 2015)
William Meadon
IRN WGM01017
- [FCA CF] Manager of certification employee (5 Nov 2020 to 12 Aug 2024)
William Talkington
IRN WXT01155
- [FCA CF] Client dealing (since 9 Sep 2024)

Smaller firms operating under this firm's FCA authorisation.

Wal-Mart Stores (UK) Limited (no longer appointed)
FRN 201686 · Appointed 11 May 2000 · Until 20 Feb 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.